Compliance Officer

  • Permanent
  • Bristol, South West
  • Posted 5th September 2017
  • £33000 - £38000 per Annum + Competitive Benefits
  • Ref: 607605
Artis Customer Contact is pleased to be working with a leading global niche financial services provider based in central Bristol, who are looking to engage with an experienced Compliance Officer.

As an experienced Compliance Officer, you will lead the review and development of policies, procedures and manuals, partnering with senior stake holders to ensure all areas of the business are fully compliant and meet all regulatory requirements.

Essentially you will be required to
*Lead assessment and evaluation of key compliance processes, in line with business minimum standards.
*Develop risk management capability of business functions, including ongoing training and implementation of new controls or processes.
*Perform ongoing reviews of control environment, including identifying key risks in line with group standards, testing key systems and controls, reporting relevant trends and conducting all follow up or remedial work.
*Oversee governance issues and compliance with industry operational risk best practice.

Knowledge and Experience
*Significant experience in financial services within a compliance role.
Analytical skill set, capable of assessing adequacy of operational compliance frameworks.
*Knowledge of financial service industry (ICOBS Handbook/FCA Regulation), gained from experience in compliance.
*Strong regulatory compliance experience gained within financial services, legal or regulatory environment.
*Excellent written and verbal communication skills, with an ability to influence and engage with senior stakeholders.

The ideal candidate will hold a strong knowledge of FCA/ Compliance regulations and requirements - in particular, COBS Handbooks.

This is a very exciting role which will require review of existing procedures, implementation of change and solid leadership skills from the start. You will support development/enhancement within an insurance environment.

Part of the Artis Group, Artis Customer Contact is a specialist full-service recruitment consultancy working at the Senior & Executive level within the Customer Experience, Contact Centre and Customer Service markets.

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